Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WAN Kwong Ming

溫光明
CE BCD636Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Kwong Ming (CE number BCD636) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKingsway Capital Limited
滙富融資有限公司
RepresentativeKingsway Financial Services Group Limited
滙富金融服務有限公司

Licence Record (9)

2024-08-14 – present Current
Kingsway Financial Services Group Limited Rep
RA 1
2024-08-14 – present Current
Kingsway Capital Limited RO
RA 6
2022-07-29 – 2024-08-14
Kingsway Capital Limited Rep
RA 6
2019-07-09 – 2022-07-07
Sorrento Capital Limited Rep
RA 6
2015-12-17 – 2019-06-26
TC Capital International Limited Rep
RA 6
2015-10-02 – 2015-11-30
Fortune Financial Capital Limited Rep
RA 6
2014-01-16 – 2015-02-24
Partners Capital International Limited Rep
RA 1 RA 6
2013-10-28 – 2014-01-14
Partners Capital Securities Limited Rep
RA 1
2013-10-28 – 2014-01-14
Partners Asset Management (HK) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCD636