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KAM Ka On

甘家安
CE BCB658Licensed IndividualSFO licence active
Official SFC record

KAM Ka On (CE number BCB658) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNew Harvest Wealth Securities Company Limited
新嘉財富證券有限公司

Licence Record (9)

2023-02-06 – present Current
New Harvest Wealth Securities Company Limited Rep
RA 1 RA 4 RA 9
2021-08-11 – 2022-01-07
AA Investment Management Limited Rep
RA 1 RA 4 RA 9
2020-09-18 – 2021-07-23
Finloop Finance Limited RO
RA 1
2020-06-03 – 2021-07-23
Finloop Finance Limited Rep
RA 1 RA 4 RA 9
2017-11-06 – 2020-04-19
Haitong International Securities Company Limited Rep
RA 1
2017-11-06 – 2020-04-19
Haitong International Futures Limited Rep
RA 2
2016-03-07 – 2017-08-18
Dongxing Securities (Hong Kong) Company Limited Rep
RA 1
2013-10-17 – 2016-02-26
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2013-10-17 – 2016-02-26
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCB658