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WANG Xi

王茜
CE BBZ660Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Xi (CE number BBZ660) is an individual licensed by the Hong Kong SFC. First licensed on 2016-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOshidori Corporate Finance Limited
威華達融資有限公司
RepresentativeOshidori Securities Limited
威華達證券有限公司

Licence Record (3)

2020-12-30 – present Current
Oshidori Corporate Finance Limited RO
RA 6
2016-12-09 – present Current
Oshidori Securities Limited Rep
RA 1 RA 4 RA 9
2016-12-09 – 2020-12-30
Oshidori Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBZ660