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TANG Vivian

鄧慧雲
CE BBY949Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Vivian (CE number BBY949) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (2)

2021-05-04 – present Current
Citigroup Global Markets Asia Limited RO
RA 1 RA 2
2013-09-27 – 2021-05-04
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBY949