Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TIAN Hao

田昊
CE BBU456Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TIAN Hao (CE number BBU456) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLong Shine Asset Management Limited
龍祥資產管理有限公司
RepresentativeLong Shine Asset Management Limited
龍祥資產管理有限公司

Licence Record (5)

2024-08-01 – present Current
Long Shine Asset Management Limited Rep
RA 4 RA 9
2022-07-05 – 2023-10-02
Zhong Ou Asset Management International Limited Rep
RA 4 RA 9
2019-07-17 – 2022-05-31
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2017-12-29 – 2019-06-21
Fullgoal Asset Management (HK) Limited Rep
RA 1 RA 4 RA 9
2013-09-30 – 2016-12-30
Ark Group Holdings (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBU456