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YUEN Lai Chu, Tracy

袁麗珠
CE BBT968Licensed IndividualSFO licence active
Official SFC record

YUEN Lai Chu, Tracy (CE number BBT968) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFWD Financial Planning Limited
富衛財務策劃有限公司

Licence Record (2)

2024-10-14 – present Current
FWD Financial Planning Limited Rep
RA 1 RA 4
2013-08-27 – 2023-08-24
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT968