CHEN Xiaoyi

陳晓毅

CE BBT515Licensed IndividualResponsible OfficerSFO licence active

CHEN Xiaoyi (CE number BBT515) is an individual licensed by the Hong Kong SFC. First licensed on 2014-03-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司
Responsible Officer	HGNH International Futures Co., Limited 橫華國際期貨有限公司
Representative	HGNH International Securities Co., Limited 橫華國際証券有限公司

Licence Record (8)

2022-04-04 – present Current

HGNH International Asset Management Co., Limited RO

RA 4 RA 9

2014-06-11 – present Current

HGNH International Securities Co., Limited Rep

RA 1

2014-06-11 – present Current

HGNH International Futures Co., Limited RO

RA 2 RA 5

2017-02-24 – 2019-09-03

HGNH International Forex Co., Limited RO

RA 3

2016-10-27 – 2022-04-04

HGNH International Asset Management Co., Limited Rep

RA 9

2015-11-24 – 2017-02-24

HGNH International Forex Co., Limited Rep

RA 3

2014-06-11 – 2015-08-27

HGNH International Financial Corporation Limited RO

RA 5

2014-03-17 – 2016-10-27

HGNH International Futures Co., Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBT515