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SUEN Pui Shan

孫佩珊
CE BBS465Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUEN Pui Shan (CE number BBS465) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTarget Capital Management Limited
泰達資產管理有限公司

Licence Record (3)

2014-09-01 – present Current
Target Capital Management Limited RO
RA 1 RA 4 RA 9
2017-06-15 – 2020-07-20
Inter Capital Resources Limited RO
RA 1 RA 4 RA 9
2013-08-15 – 2016-04-14
Target Capital Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBS465