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HONG Yu Ngai

康宇藝
CE BBP893Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HONG Yu Ngai (CE number BBP893) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAureum Infinity Capital Limited
滶盈資本有限公司

Licence Record (3)

2019-12-27 – present Current
Aureum Infinity Capital Limited RO
RA 1 RA 4 RA 9
2018-03-02 – 2019-10-31
Majestic Dragon Financial Services Limited RO
RA 4 RA 9
2013-08-15 – 2017-03-01
STI Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP893