Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHONG Shing Ho

莊承浩
CE BBP101Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHONG Shing Ho (CE number BBP101) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Chengxin (Asia Pacific) Credit Ratings Company Limited
中國誠信(亞太)信用評級有限公司

Licence Record (5)

2024-10-25 – present Current
China Chengxin (Asia Pacific) Credit Ratings Company Limited RO
RA 10
2019-02-01 – 2024-10-25
China Chengxin (Asia Pacific) Credit Ratings Company Limited Rep
RA 10
2017-07-13 – 2018-12-07
Paochu Investment Advisory Limited Rep
RA 4 RA 9
2016-04-25 – 2017-01-17
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1
2013-08-09 – 2015-02-16
Shanxi Securities International Financial Holdings Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP101