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LEE Mona

李海怡
CE BBP018Licensed IndividualSFO licence active
Official SFC record

LEE Mona (CE number BBP018) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHuajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RepresentativeHuajin Securities (International) Limited
華金證券(國際)有限公司

Licence Record (5)

2020-12-28 – present Current
Huajin Securities (International) Limited Rep
RA 1
2016-12-07 – present Current
Huajin Corporate Finance (International) Limited Rep
RA 6
2015-06-05 – 2016-11-22
Cinda International Capital Limited Rep
RA 1 RA 6
2013-08-06 – 2015-05-27
Kingsway Financial Services Group Limited Rep
RA 1
2013-08-06 – 2015-05-27
Kingsway Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP018