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CHU Kam Hau

朱金巧
CE BBM865Licensed IndividualSFO licence active
Official SFC record

CHU Kam Hau (CE number BBM865) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShikhara Capital (Hong Kong) Private Limited

Licence Record (3)

2024-07-09 – present Current
Shikhara Capital (Hong Kong) Private Limited Rep
RA 1 RA 4 RA 9
2021-06-30 – 2024-03-31
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 4 RA 9
2013-07-05 – 2020-11-19
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBM865