CHU Ka Siu

朱嘉兆

CE BBK031Licensed IndividualResponsible OfficerSFO licence active

CHU Ka Siu (CE number BBK031) is an individual licensed by the Hong Kong SFC. First licensed on 2013-06-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
Representative	China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司

Licence Record (11)

2026-04-13 – present Current

China Securities (International) Corporate Finance Company Limited RO

RA 6

2025-12-19 – present Current

China Securities (International) Corporate Finance Company Limited Rep

RA 1 RA 6

2024-08-28 – 2025-11-20

Shanxi Securities International Capital Limited RO

RA 6

2021-06-15 – 2024-04-29

China International Capital Corporation Hong Kong Securities Limited RO

RA 1 RA 4 RA 6

2021-04-30 – 2021-06-15

China International Capital Corporation Hong Kong Securities Limited Rep

RA 1 RA 4 RA 6

2020-05-18 – 2021-04-25

Silk Road International Capital Limited RO

RA 1 RA 4 RA 6

2020-02-13 – 2020-05-18

Silk Road International Capital Limited Rep

RA 1 RA 4 RA 6

2016-06-20 – 2020-01-12

Southwest Securities (HK) Capital Limited Rep

RA 1 RA 6

2014-09-03 – 2016-05-28

Haitong International Capital Limited Rep

RA 6

2013-07-26 – 2014-07-23

Quam Capital Limited Rep

RA 6

2013-06-11 – 2013-07-18

Platinum Securities Company Limited Rep

RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBK031