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PAN Luyi

潘蕗屹
CE BBH993Licensed IndividualSFO licence active
Official SFC record

PAN Luyi (CE number BBH993) is an individual licensed by the Hong Kong SFC. First licensed on 2013-06-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (3)

2019-11-08 – present Current
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2019-11-08 – present Current
CITIC Securities Futures (HK) Limited Rep
RA 2
2013-06-24 – 2014-02-17
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBH993