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KONG Lei

孔磊
CE BBG845Licensed IndividualSFO licence active
Official SFC record

KONG Lei (CE number BBG845) is an individual licensed by the Hong Kong SFC. First licensed on 2013-05-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCFS Capital Limited
中金策資本有限公司

Licence Record (3)

2017-07-06 – 2023-08-10
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1 RA 4 RA 9
2017-07-06 – 2021-12-31
Invesco Asset Management Asia Limited Rep
RA 1
2013-05-31 – 2017-05-18
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBG845