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LEE Sin Ki

李倩琪
CE BBE980Licensed IndividualSFO licence active
Official SFC record

LEE Sin Ki (CE number BBE980) is an individual licensed by the Hong Kong SFC. First licensed on 2013-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司

Licence Record (3)

2026-03-19 – present Current
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2025-09-15 – 2026-03-18
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2013-05-28 – 2013-09-11
Swissquote Asia Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBE980