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CHUANG Shu Yan

莊樹人
CE BBE377Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUANG Shu Yan (CE number BBE377) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-11. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMorton Securities Limited
萬基證券有限公司

Licence Record (2)

2024-12-27 – present Current
Morton Securities Limited RO
RA 1
2019-02-11 – 2024-12-27
Morton Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBE377