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ZHOU Xiaole

周晓樂
CE BBD865Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Xiaole (CE number BBD865) is an individual licensed by the Hong Kong SFC. First licensed on 2013-04-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCMB International Capital Limited
招銀國際融資有限公司
RepresentativeCMB International Capital Limited
招銀國際融資有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (4)

2025-02-05 – present Current
CMB International Securities Limited Rep
RA 1
2018-11-27 – present Current
CMB International Capital Limited RO
RA 6
2016-02-23 – present Current
CMB International Capital Limited Rep
RA 1 RA 6
2013-04-18 – 2013-10-18
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBD865