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CHING Allison Pui Kee

程珮淇
CE BBD308Licensed IndividualSFO licence active
Official SFC record

CHING Allison Pui Kee (CE number BBD308) is an individual licensed by the Hong Kong SFC. First licensed on 2013-05-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (2)

2018-03-27 – present Current
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2
2013-05-02 – 2018-02-21
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBD308