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WANG Yichen

王亦宸
CE BBB859Licensed IndividualSFO licence active
Official SFC record

WANG Yichen (CE number BBB859) is an individual licensed by the Hong Kong SFC. First licensed on 2013-04-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGoldstream Capital Management Limited
金涌資本管理有限公司
RepresentativeGoldstream Securities Limited
金涌証券有限公司

Licence Record (3)

2024-05-24 – present Current
Goldstream Securities Limited Rep
RA 1
2024-04-12 – present Current
Goldstream Capital Management Limited Rep
RA 4 RA 9
2013-04-12 – 2016-10-05
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBB859