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WU Di

吴荻
CE BAY072Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Di (CE number BAY072) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGoldstream Capital Management Limited
金涌資本管理有限公司
Responsible OfficerGoldstream Securities Limited
金涌証券有限公司

Licence Record (5)

2023-05-11 – present Current
Goldstream Securities Limited RO
RA 1
2023-05-11 – present Current
Goldstream Capital Management Limited RO
RA 4 RA 9
2017-04-19 – 2023-05-11
Goldstream Capital Management Limited Rep
RA 4 RA 9
2013-03-07 – 2016-10-06
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9
2013-03-07 – 2016-10-06
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAY072