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CHAN Ka Kit

陳家傑
CE BAY064Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Ka Kit (CE number BAY064) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSirius Securities Limited
鑫誠證券有限公司

Licence Record (4)

2017-08-04 – present Current
Hong Tai Securities Limited RO
RA 1 RA 4 RA 9
2013-03-01 – 2016-12-01
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4
2013-03-01 – 2016-12-01
HSBC Broking Futures (Asia) Limited Rep
RA 2
2013-03-01 – 2016-12-01
HSBC Broking Forex (Asia) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAY064