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YANG Xudong

楊旭棟
CE BAW694Licensed IndividualSFO licence active
Official SFC record

YANG Xudong (CE number BAW694) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Universal Asset Management (Hong Kong) Company Limited
匯添富資產管理(香港)有限公司

Licence Record (4)

2016-04-07 – present Current
China Universal Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2020-07-06 – 2021-01-28
China Eagle Asset Management Limited RO
RA 4 RA 9
2020-05-15 – 2020-07-06
China Eagle Asset Management Limited Rep
RA 4 RA 9
2013-03-01 – 2015-03-15
China Orient International Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAW694