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HO Tsu-Hsien

何祖賢
CE BAV438Licensed IndividualSFO licence active
Official SFC record

HO Tsu-Hsien (CE number BAV438) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (2)

2015-11-05 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2013-03-04 – 2015-10-30
Rich Union Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAV438