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LEE Tak Luen

李德麟
CE BAU136Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Tak Luen (CE number BAU136) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 13 (Depositary services). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 13 Depositary Services for Relevant CISs

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBank Consortium Trust Company Limited
銀聯信託有限公司
Responsible OfficerBCT Financial Limited
銀聯金融有限公司

Licence Record (3)

2024-10-02 – present Current
Bank Consortium Trust Company Limited RO
RA 13
2017-10-17 – present Current
BCT Financial Limited RO
RA 1 RA 4
2013-03-19 – 2017-10-17
BCT Financial Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAU136