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JOHNSON Maximilian Edward

CE BAT994Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JOHNSON Maximilian Edward (CE number BAT994) is an individual licensed by the Hong Kong SFC. First licensed on 2013-01-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAsia Pacific Investment Advisors Limited
RepresentativeAsia Pacific Investment Advisors Limited

Licence Record (4)

2019-02-18 – present Current
Asia Pacific Investment Advisors Limited RO
RA 6
2018-09-11 – present Current
Asia Pacific Investment Advisors Limited Rep
RA 4 RA 6 RA 9
2017-05-31 – 2018-02-27
TTB Partners Limited RO
RA 1 RA 6
2013-01-24 – 2016-10-05
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAT994