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HOU Yueyang

侯越洋
CE BAT984Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HOU Yueyang (CE number BAT984) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (7)

2025-07-29 – present Current
CLSA Limited RO
RA 1
2020-09-24 – present Current
CITIC Securities International Global Markets Limited RO
RA 1 RA 2 RA 4
2019-07-11 – 2020-05-06
CLSA Limited Rep
RA 1
2017-06-26 – 2021-12-10
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2015-06-30 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2015-06-30 – 2018-01-30
CITIC Securities Futures (HK) Limited Rep
RA 2
2013-03-04 – 2015-06-05
Capula Investment Management Asia Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAT984