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KWONG Wai Chung

鄺韋璁
CE BAQ958Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWONG Wai Chung (CE number BAQ958) is an individual licensed by the Hong Kong SFC. First licensed on 2013-01-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSuccess Securities Limited
實德證券有限公司

Licence Record (6)

2019-01-28 – present Current
Success Securities Limited RO
RA 1
2019-01-28 – 2021-06-29
Success Asset Management Limited Rep
RA 9
2013-10-11 – 2019-01-28
Success Securities Limited Rep
RA 1
2013-10-11 – 2018-03-31
Success Futures and Foreign Exchange Limited Rep
RA 2
2013-01-14 – 2013-08-01
Kaiser Securities Limited Rep
RA 1
2013-01-14 – 2013-08-01
Kaiser Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAQ958