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XIANG Xi

向曦
CE BAP836Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIANG Xi (CE number BAP836) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHolly International Asset Management Company Limited
弘業國際資產管理有限公司
Responsible OfficerHolly International Financial Holdings Limited
弘業國際金融控股有限公司

Licence Record (3)

2021-04-07 – present Current
Holly International Asset Management Company Limited RO
RA 4 RA 9
2016-05-27 – present Current
Holly International Financial Holdings Limited RO
RA 1 RA 2
2013-03-19 – 2016-01-27
Holly International Financial Holdings Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAP836