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YAN Lixian

閻俐先
CE BAO697Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAN Lixian (CE number BAO697) is an individual licensed by the Hong Kong SFC. First licensed on 2012-12-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDa Cheng International Asset Management Company Limited
大成國際資產管理有限公司

Licence Record (2)

2023-12-20 – present Current
Da Cheng International Asset Management Company Limited RO
RA 1 RA 4
2012-12-28 – 2023-12-20
Da Cheng International Asset Management Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAO697