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LO Tak Wai

盧德偉
CE BAN250Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Tak Wai (CE number BAN250) is an individual licensed by the Hong Kong SFC. First licensed on 2012-12-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMega Global Securities Limited
巨量全球證券有限公司

Licence Record (17)

2026-05-08 – present Current
Mega Global Securities Limited RO
RA 1 RA 4 RA 9
2026-03-11 – 2026-05-08
Mega Global Securities Limited Rep
RA 1 RA 4 RA 9
2024-06-17 – 2026-01-31
Pearl International Securities Limited RO
RA 1 RA 4 RA 9
2023-10-16 – 2024-05-04
Yan Yun Family Office (HK) Limited RO
RA 4 RA 9
2023-08-22 – 2023-10-16
Yan Yun Family Office (HK) Limited Rep
RA 4 RA 9
2023-01-11 – 2023-07-31
Springwell Capital Limited RO
RA 4 RA 9
2022-12-30 – 2023-01-11
Springwell Capital Limited Rep
RA 9
2022-04-14 – 2022-10-31
SW Capital Management Limited RO
RA 4 RA 9
2022-02-08 – 2022-03-22
Prior Asset Management Limited RO
RA 4 RA 9
2022-02-07 – 2022-02-08
Prior Asset Management Limited Rep
RA 4 RA 9
2021-07-28 – 2022-01-17
Sky Wealth Asset Management Company Limited RO
RA 4 RA 9
2021-02-17 – 2021-07-26
Beevest Fortune Asset Management Limited RO
RA 4 RA 9
2019-03-07 – 2020-08-31
ShanZe Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2017-07-19 – 2019-02-28
ASCENDANT SECURITIES (HK) LIMITED RO
RA 4 RA 9
2015-07-31 – 2017-05-19
M&F Asset Management Limited RO
RA 9
2015-06-12 – 2015-07-31
M&F Asset Management Limited Rep
RA 9
2012-12-27 – 2015-04-24
Zeal Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAN250