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SHI Ping

石平
CE BAL748Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHI Ping (CE number BAL748) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHaitong International Futures Limited
海通國際期貨有限公司
Responsible OfficerHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (6)

2021-11-18 – present Current
Haitong International Futures Limited RO
RA 2 RA 5
2018-08-14 – present Current
Haitong International Securities Company Limited RO
RA 1 RA 4
2015-11-30 – 2018-08-14
Haitong International Capital (HK) Limited RO
RA 6
2013-06-28 – 2018-08-14
Haitong International Securities Company Limited Rep
RA 1
2013-05-22 – 2018-08-14
Haitong International Capital Limited RO
RA 6
2012-11-15 – 2013-05-22
Haitong International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAL748