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CHAN Yuk Ki

陳鈺琪
CE BAL576Licensed IndividualSFO licence activeAMLO licence active
Official SFC record

CHAN Yuk Ki (CE number BAL576) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management), Type 101 (Virtual-asset platform).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management
AMLO VA Operating a Virtual Asset Trading Platform

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePanthertrade (Hong Kong) Limited
獵豹交易(香港)有限公司

Licence Record (7)

2026-09-16 – present Current
Panthertrade (Hong Kong) Limited Rep
AMLO VA RA 1 RA 7
2021-11-01 – 2025-07-14
Emperor Asset Management Limited Rep
RA 9
2016-08-30 – 2021-10-14
Arta Global Markets Limited Rep
RA 1 RA 4 RA 9
2016-08-30 – 2021-10-14
Arta Global Futures Limited Rep
RA 2
2016-04-26 – 2016-08-12
GSI Finance Group Limited Rep
RA 6
2012-11-13 – 2026-01-23
Emperor Securities Limited Rep
RA 1 RA 4
2012-11-13 – 2026-01-23
Emperor Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAL576