Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LO Yuen Mei

羅婉薇
CE BAL307Licensed IndividualSFO licence active
Official SFC record

LO Yuen Mei (CE number BAL307) is an individual licensed by the Hong Kong SFC. First licensed on 2019-03-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMoney Concepts (Asia) Holdings Limited
美國萬利理財控股有限公司
RepresentativeMoney Concepts Asset Management Limited
美國萬利資產管理有限公司

Licence Record (3)

2022-12-20 – present Current
Money Concepts (Asia) Holdings Limited Rep
RA 1 RA 4 RA 9
2022-09-15 – present Current
Money Concepts Asset Management Limited Rep
RA 1 RA 4 RA 9
2019-03-28 – 2019-08-31
One Belt One Road Securities and International Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAL307