POON Chi Kong

潘志剛

CE BAL160Licensed IndividualResponsible OfficerSFO licence active

POON Chi Kong (CE number BAL160) is an individual licensed by the Hong Kong SFC. First licensed on 2012-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	STAR RIVER SECURITIES LIMITED 星河證券有限公司
Representative	STAR RIVER SECURITIES LIMITED 星河證券有限公司

Licence Record (8)

2021-04-09 – present Current

STAR RIVER SECURITIES LIMITED RO

RA 1 RA 4

2021-03-15 – present Current

STAR RIVER SECURITIES LIMITED Rep

RA 1 RA 4 RA 9

2020-07-13 – 2021-02-01

Prime Harvest Capital Limited Rep

RA 4 RA 9

2020-06-04 – 2021-02-01

NFH Securities and Futures Limited RO

RA 1

2017-06-14 – 2019-10-18

Donghai International Securities (Hong Kong) Limited RO

RA 1

2017-03-23 – 2017-06-14

Donghai International Securities (Hong Kong) Limited Rep

RA 1

2017-03-23 – 2018-12-31

Donghai International Futures (Hong Kong) Limited Rep

RA 2

2012-12-03 – 2017-02-13

Sinolink Securities (Hong Kong) Company Limited Rep

RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAL160