ZOU Wuqiu

鄒吳秋

CE BAK936Licensed IndividualSFO licence active

ZOU Wuqiu (CE number BAK936) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Shanxi Securities International Futures Limited 山證國際期貨有限公司
Representative	Shanxi Securities International Limited 山證國際證券有限公司

Licence Record (14)

2025-09-10 – present Current

Shanxi Securities International Limited Rep

RA 1

2025-09-10 – present Current

Shanxi Securities International Futures Limited Rep

RA 2

2021-12-09 – 2025-08-06

China CIFCO Securities Co., Limited Rep

RA 1 RA 4

2021-10-19 – 2025-08-06

China International Futures (Hong Kong) Company Limited Rep

RA 2

2020-12-02 – 2021-07-02

Huatai (Hong Kong) Futures Limited Rep

RA 2

2020-08-17 – 2020-11-23

Open Securities Limited RO

RA 2

2020-07-13 – 2020-11-23

Open Securities Limited Rep

RA 1 RA 2 RA 4

2019-09-03 – 2020-03-27

Zhicheng International Financial Company Limited RO

RA 2

2018-05-16 – 2019-06-06

Hao Tian International Securities Limited Rep

RA 1

2018-05-09 – 2019-06-06

Hao Tian International Futures Limited RO

RA 2

2017-10-23 – 2018-05-09

Hao Tian International Futures Limited Rep

RA 2

2015-04-20 – 2017-08-04

GF Futures (Hong Kong) Co., Limited Rep

RA 2

2013-08-07 – 2015-01-23

Golden Mountain Financial Limited Rep

RA 1 RA 2

2012-11-06 – 2013-01-09

South China Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAK936