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TONG Wa Cheung

唐華翔
CE BAK537Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Wa Cheung (CE number BAK537) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDingxin (Securities) Limited
鼎鑫(證券)有限公司

Licence Record (7)

2022-02-08 – present Current
Dingxin (Securities) Limited RO
RA 1 RA 4 RA 9
2021-01-18 – 2021-09-01
Hung Sing Securities Limited RO
RA 1 RA 4
2018-02-26 – 2020-07-27
CSPI Credit Ratings Company Limited RO
RA 10
2017-03-15 – 2017-08-18
Dagong Global Credit Rating (Hong Kong) Co., Limited RO
RA 10
2016-07-04 – 2017-03-15
Dagong Global Credit Rating (Hong Kong) Co., Limited Rep
RA 10
2014-07-04 – 2016-06-10
S&P Global Ratings Hong Kong Limited Rep
RA 10
2012-11-05 – 2014-05-23
Religare Capital Markets (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAK537