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WANG Li

王歷
CE BAK280Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Li (CE number BAK280) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHaitong International Asset Management Limited
海通國際資產管理有限公司
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (5)

2021-02-19 – present Current
Haitong International Asset Management Limited RO
RA 4 RA 5 RA 9
2014-12-12 – present Current
Haitong International Securities Company Limited Rep
RA 1
2021-02-25 – 2026-02-11
Haitong International Asset Management Limited Rep
RA 5
2014-12-12 – 2020-03-16
Haitong International Futures Limited Rep
RA 2
2012-11-02 – 2014-11-03
Haitong International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAK280