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CHEN Yu

陳語
CE BAI854Licensed IndividualSFO licence active
Official SFC record

CHEN Yu (CE number BAI854) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
RepresentativeChina Industrial Securities International Futures Limited
興證國際期貨有限公司

Licence Record (4)

2015-04-02 – present Current
China Industrial Securities International Futures Limited Rep
RA 2
2014-09-08 – present Current
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2013-04-05 – 2014-07-19
Chief Financial Capital Limited Rep
RA 6
2012-10-24 – 2014-07-19
Chief Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAI854