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LU Yingwen

盧盈文
CE BAH630Licensed IndividualSFO licence active
Official SFC record

LU Yingwen (CE number BAH630) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLazard Asset Management (Hong Kong) Limited

Licence Record (3)

2018-12-20 – present Current
Lazard Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2016-06-06 – 2018-12-18
Allianz Global Investors Asia Pacific Limited Rep
RA 4 RA 9
2012-11-12 – 2016-06-01
Samsung Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAH630