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NIE Zheng

聶政
CE BAH325Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NIE Zheng (CE number BAH325) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNexus Investment Advisors Limited
裕豐資產管理有限公司

Licence Record (6)

2020-11-26 – present Current
Nexus Investment Advisors Limited RO
RA 1 RA 4 RA 9
2018-04-19 – 2020-11-26
Nexus Investment Advisors Limited Rep
RA 1 RA 4 RA 9
2016-06-01 – 2018-04-06
Value Partners Hong Kong Limited Rep
RA 1 RA 4 RA 9
2016-06-01 – 2018-04-06
Value Partners Limited Rep
RA 1 RA 4 RA 9
2013-07-08 – 2014-10-11
Haitong International Futures Limited Rep
RA 2
2012-10-08 – 2014-10-11
Haitong International Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAH325