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MA Ching Yan

馬靖仁
CE BAH310Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MA Ching Yan (CE number BAH310) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (8)

2022-06-06 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 6
2022-01-19 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6
2021-10-28 – 2021-12-03
Shanxi Securities International Capital Limited RO
RA 6
2021-10-27 – 2021-12-03
Shanxi Securities International Limited Rep
RA 1
2021-09-23 – 2021-10-28
Shanxi Securities International Capital Limited Rep
RA 6
2018-11-21 – 2021-09-20
Lego Corporate Finance Limited RO
RA 6
2016-01-22 – 2018-11-21
Lego Corporate Finance Limited Rep
RA 6
2012-10-22 – 2015-12-31
Quam Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAH310