TING Wai Lok

丁葦樂

CE BAG338Licensed IndividualSFO licence active

TING Wai Lok (CE number BAG338) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司

Licence Record (14)

2021-11-18 – present Current

GF Securities (Hong Kong) Brokerage Limited Rep

RA 1

2019-11-19 – 2021-10-31

Everbright Securities Digital Finance (HK) Limited Rep

RA 1

2019-03-06 – 2021-10-31

CES Forex (HK) Limited Rep

RA 3

2018-01-08 – 2021-10-31

CES Commodities (HK) Limited Rep

RA 2

2017-11-23 – 2021-10-31

Everbright Securities Investment Services (HK) Limited Rep

RA 1 RA 4

2017-11-23 – 2021-10-31

Bright Fund Management Limited Rep

RA 9

2017-08-24 – 2021-10-31

China Everbright Securities (HK) Limited Rep

RA 1 RA 9

2017-08-24 – 2021-10-31

China Everbright Forex & Futures (HK) Limited Rep

RA 2 RA 3

2016-12-14 – 2017-07-21

XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED Rep

RA 2

2016-01-07 – 2017-07-21

JS Securities Limited Rep

RA 1 RA 4

2013-06-27 – 2015-12-04

KGI Asia Limited Rep

RA 1

2013-06-27 – 2015-12-04

KGI Futures (Hong Kong) Limited Rep

RA 2

2012-11-05 – 2013-06-15

Funderstone Securities Limited Rep

RA 1

2012-11-05 – 2013-06-15

Funderstone Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAG338