Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Wun Yuen

黃煥沅
CE BAG337Licensed IndividualSFO licence active
Official SFC record

WONG Wun Yuen (CE number BAG337) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSino Financial Asset Management Limited
信和資產管理有限公司

Licence Record (7)

2026-08-12 – present Current
Sino Financial Asset Management Limited Rep
RA 4 RA 9
2024-06-25 – 2026-06-14
Mont Avenir Capital Limited RO
RA 1 RA 4 RA 9
2024-05-21 – 2024-06-25
Mont Avenir Capital Limited Rep
RA 1
2022-06-08 – 2024-03-29
The Core Securities Company Limited RO
RA 1 RA 3 RA 4 RA 9
2022-05-12 – 2023-02-27
The Core Securities Company Limited Rep
RA 1 RA 4 RA 9
2017-09-15 – 2022-02-28
CES Capital International (Hong Kong) Co., Limited RO
RA 2 RA 5
2012-11-05 – 2022-02-28
CES Capital International (Hong Kong) Co., Limited Rep
RA 1 RA 2 RA 3 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAG337