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LUO Xi

羅希
CE BAE895Licensed IndividualSFO licence active
Official SFC record

LUO Xi (CE number BAE895) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-23. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePrincipal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司

Licence Record (3)

2022-12-01 – present Current
Principal Asset Management Company (Asia) Limited Rep
RA 4 RA 9
2021-10-18 – 2022-12-31
Principal Global Investors (Hong Kong) Limited Rep
RA 4 RA 9
2014-12-23 – 2016-02-29
RS Investments (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAE895