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ZENG Joseph Yu

曾宇
CE BAE135Licensed IndividualSFO licence active
Official SFC record

ZENG Joseph Yu (CE number BAE135) is an individual licensed by the Hong Kong SFC. First licensed on 2012-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCPPIB Asia Inc.

Licence Record (2)

2020-08-03 – present Current
CPPIB Asia Inc. Rep
RA 1
2012-09-07 – 2013-01-22
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAE135