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ZHAO Wei

趙煒
CE BAB437Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAO Wei (CE number BAB437) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHGNH International Futures Co., Limited
橫華國際期貨有限公司
Responsible OfficerHGNH International Securities Co., Limited
橫華國際証券有限公司

Licence Record (5)

2021-09-23 – present Current
HGNH International Securities Co., Limited RO
RA 1 RA 4
2019-02-27 – present Current
HGNH International Futures Co., Limited RO
RA 2
2014-11-21 – 2019-09-03
HGNH International Forex Co., Limited Rep
RA 3
2014-03-28 – 2021-09-23
HGNH International Securities Co., Limited Rep
RA 1
2012-08-16 – 2019-02-27
HGNH International Futures Co., Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAB437