Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NG Lap Kiu

伍立喬
CE BAA394Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Lap Kiu (CE number BAA394) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOvata Capital Management Limited
歐萬達基金管理有限公司
RepresentativeExodusPoint Capital Management Hong Kong, Limited

Licence Record (6)

2026-06-09 – present Current
Ovata Capital Management Limited RO
RA 9
2024-10-02 – 2026-06-09
Ovata Capital Management Limited Rep
RA 9
2024-01-09 – 2024-08-31
Segantii Capital Management Limited RO
RA 9
2019-08-06 – 2024-01-09
Segantii Capital Management Limited Rep
RA 9
2012-08-06 – 2019-03-22
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2012-08-06 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAA394