Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TAM Kin Kei

譚健基
CE AZW907Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAM Kin Kei (CE number AZW907) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLong Bridge HK Limited
長橋證券（香港）有限公司
RepresentativeLong Bridge HK Limited
長橋證券（香港）有限公司

Licence Record (9)

2024-11-26 – present Current
Long Bridge HK Limited RO
RA 1
2022-02-18 – present Current
Long Bridge HK Limited Rep
RA 1 RA 2 RA 4 RA 9
2020-02-24 – 2022-01-23
Phillip Securities (Hong Kong) Limited Rep
RA 1
2020-02-24 – 2022-01-23
Phillip Commodities (HK) Limited Rep
RA 2
2018-10-05 – 2019-01-18
BOA International Securities Limited Rep
RA 1
2017-03-31 – 2018-09-24
Thomas Global Financial Services Limited Rep
RA 1
2014-03-19 – 2015-09-15
Mason Securities Limited Rep
RA 1
2014-03-19 – 2015-09-15
Duncan Futures Limited Rep
RA 2
2012-08-15 – 2012-08-23
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZW907