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CAI Jingxing

蔡景行
CE AZW297Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CAI Jingxing (CE number AZW297) is an individual licensed by the Hong Kong SFC. First licensed on 2012-07-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (5)

2021-09-20 – present Current
CITIC Securities International Global Markets Limited RO
RA 1 RA 2
2017-06-26 – 2021-09-20
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2015-10-23 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2015-10-23 – 2017-06-25
CITIC Securities Futures (HK) Limited Rep
RA 2
2012-07-12 – 2015-07-27
SG Securities (HK) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZW297